Financial compliance officer
Also known as
Work environment
- Usually work regular business hours
- Usually work in offices
- Need to be accurate, methodical and identify and solve problems
Salary information
Typical tasks
- Check businesses follow financial rules
- Make sure financial compliance laws are followed
- Review financial records for mistakes or risks
- Investigate reports of rule-breaking
- Teach staff about financial rules and laws
- Update company policies to meet new laws
- Report findings to managers and authorities
- Research changes in financial regulations
- Give advice about following rules
- Prepare reports on compliance checks
Outlook
Financial compliance is becoming more important as organisations face changing regulations, greater scrutiny around financial crime, privacy, and responsible business practices. In New Zealand and internationally, digital reporting tools, data analytics, and AI are helping organisations monitor compliance more effectively. As regulations continue to evolve, the focus is increasingly on proactive risk management and maintaining trust in financial systems.
What employers and industry want in graduates
- Attention to detail and accuracy
- Understanding of rules, regulations, and ethics
- Strong analytical and problem-solving skills
- Clear written and verbal communication
- Ability to interpret complex information
- Confidence using digital and data tools
AUT programmes
The above is a suggestion only and a starting point. You may need to meet other criteria or take additional steps to work in this career.
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This data is sourced from the Tertiary Education Commission through the Tahatū Career Navigator website (www.tahtu.govt.nz) and used under the CC BY 4.0 licence. Some of the information has been modified by AUT. TEC has not approved, endorsed or tested these modifications. TEC will not be held accountable for any errors within this data.