Compliance manager

Compliance managers plan and put in place ways to make sure that companies or organisations follow legal and ethical guidelines and standards.

Also known as

Quality and compliance manager, risk and compliance manager, senior compliance and assurance manager, regulatory and compliance manager, investigations and compliance manager, branch manager compliance, compliance lead

Work environment

  • Usually work regular business hours
  • Usually work in offices and may travel nationally
  • Need to be methodical, accurate and communicate well

Salary information

MOST COMMON
UPPER
LOWER
$62K-$198K 62000

Typical tasks

  • Make sure businesses follow laws and rules
  • Talk with government agencies
  • Advise on legal requirements
  • Explain company rules and processes
  • Keep compliance documents up to date
  • Check business activities meet rules and standards
  • Train workers on laws and rules
  • Hire and manage staff
  • Communicate company policies and procedures
  • Check records are correct

Outlook

Compliance management is evolving as organisations face increasing regulatory requirements around privacy, data security, financial conduct, health and safety, and environmental responsibility. In New Zealand and globally, digital tools and automation are helping organisations monitor risks and meet compliance obligations more efficiently. There is also growing focus on building strong compliance cultures and managing emerging risks linked to technology, cybersecurity and changing regulations.

What employers and industry want in graduates

  • Strong understanding of regulations and compliance requirements
  • Analytical thinking and sound judgement
  • Clear communication and influencing skills
  • Ability to identify and manage risks
  • Leadership and relationship-building skills
  • Attention to detail and professionalism

AUT programmes

The above is a suggestion only and a starting point. You may need to meet other criteria or take additional steps to work in this career.

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This data is sourced from the Tertiary Education Commission through the Tahatū Career Navigator website (www.tahtu.govt.nz) and used under the CC BY 4.0 licence. Some of the information has been modified by AUT. TEC has not approved, endorsed or tested these modifications. TEC will not be held accountable for any errors within this data.