AUT - Roger Su

Dr Roger Su

Lecturer In Accounting

Phone: +64 9-9219999 ext 5058

Email: Roger.su@aut.ac.nz

Qualifications:

• Doctor of Philosophy  - Auckland University of Technology
• Master of Business  -Auckland University of Technology, New Zealand
• Postgraduate Diploma in Finance -The University of Waikato, New Zealand
• Graduate Diploma of Financial Studies (Personal Financial Planning)- Massey University, New Zealand
• Bachelor of Economics – Liaoning University , China

Memberships and Affiliations:

• Certified Practicing Accountant ( CPA Australia)
• Certified Financial Planner       - Institute  of Financial Advisers
• Chartered Life Underwriter - Institute  of Financial Advisers, www.ifa.org.nz
• Authorized Financial Advisor – Securities Commission

Teaching Areas:

• Financial Accounting
• Managerial Finance

Research areas:

• Mutual fund performance
• Capital market
• Accounting theory
• Investment behaviour

Research Summary:

Roger Su has some researches focus on capital market particularly in mutual fund s returns in different countries such as US, New Zealand and China.
Roger also has some works with other academic people from different nations.
Roger has good achievement on his academic research.

Current Research Projects:

• Dutta, A., Xu, M. and Su, R. (2010).  Private Equity industry in China: The success of Bohai Industrial Investment Management Company. Review of Business Research. Forthcoming publication
• Su, R., Dutta, A. and Xu, M. (2010). Why small business owners should not worry about “Money left on the Table” in IPOs!
• Su, R., Dutta, A.,and Xu, M. (2011). Financial Anomalies: Evidence from Chinese A-share Markets.  Accepted by International  Journal of Economics and Finance.
• Su, R. and Hooper, K. (2010). The regulation reform of New Zealand financial advisers. Reviewed by International Journal of Business Review

Publications:

Dutta, A., Su, R. and Xu, M. (2010) Persistence in New Zealand growth mutual funds returns: An examination of New Zealand mutual funds from 1997 -2003. Indian Journal of Economics and Business. Vol. 9 (2), pp. 303-314.
Su, R. (2009). The motivations and investment preferences of Chinese investors who migrate to New Zealand. PhD thesis, Auckland University of Technology, New Zealand.
Su, R. and Dutta, A. (2008) “Persistence in Mutual Fund Returns: An examination of U.S. growth mutual funds from 1988-1996”, Review of Business Research, Vol. 8 (3), pp.86-92
Dutta, A., Theis, J. and Su, R. (2007), “Foreign direct investment into the United States, 1998-2004”, The International Journal of Finance, Vol. 19(2), pp. 4370-4379
Hooper, K., Davey, H., Su, R. and Foo, D. (2006) “Persistence in Mutual Fund Returns: New Zealand Evidence”, Accounting Research Journal, Vol. 19 (2), pp.105-121

Awards:

Best paper Award  ( Asian Journal of Business & Accounting)
Su, R., Zhao, Y. and Huang, H. (2011). Financial Anomalies: Examination of Chinese B-share market from 1993 – 2006