Forms for PhD and other doctoral students to use. Download the forms that apply to your situation.
Doctoral admission and transfers

144kB
Form D1 - Application for Provisional Admission to the PhD and Thesis Proposal
Includes brief research proposal. Form D1 must be accompanied by an Application for Enrolment Form.
140kB Form D2 - Application for Provisional Admission to a Professional Doctoral Degree
Includes brief research proposal. Form D2 must be accompanied by an Application for Enrolment Form.
112kB Form D3 - Recommendation for Admission (Staff use only)
176kB Form D4 - Transfer to the PhD from an AUT Master's programme
A request to transfer to the PhD programme from an AUT Master's programme
168kB Form D10 - Transfer to MPhil from PhD.doc
To be completed by a candidature transferring from an AUT Doctoral programme to the Master of Philosophy

148kB
Form D16 - Transfer of Candidature
To be completed by a candidate transferring doctoral candidature to AUT from another institution.
Progression and changes in status

100kB
Form D5 - Change in Topic

110kB
Form D6- Supervisor Changes
Notification of the appointment of additional supervisors and changes of supervisors.

105kB
Form D7 - Variation of Record
Application for changes to candidature such as mode of study, thesis topic/title, deferment/leave of absence of enrolment, withdrawal from programme, request for extension and expected completion.

112kB
Form D8 - Progress Report
A six monthly report on research progress by the candidate.

105kB
Form D9 - Confirmation of Candidature
Application for confirmation of candidature and the full proposal.
Examinations

139kB
Form D11 - Recommendation for Appointment of Examiners
A faculty postgraduate committee notification of examiners.

108kB
Form D12 - Lodgement of Thesis for Examination
A statement that the thesis is ready for examination.

115kB
Form D13 - Oral Examination Panel Report
A report on the oral examination prepared by the Convenor of the Examination Panel.

108kB
Form D14 - Amendments to Thesis as Required by Examiners
An attestation that amendments to the thesis have been actioned as requested by the examiners to the primary supervisor's satisfaction.
Submission of final copies, post-examination

104kB
Form D15 - Deposit of Doctoral or MPhil Thesis/Exegesis in the Auckland University of Technology Library
Form to accompany a thesis/dissertation/exegesis being deposited in the AUT library.
104kB Form D18 - Application for Restricted Access to a Doctoral or MPhil Thesis/Exegesis
Applications for embargoes to restrict access to a thesis. Applications should be lodged as soon as the need for confidentiality is identified.
